Leveraged Buyout
We represent private equity clients throughout all phases of their operations, including:
- Formation
- Identification of appropriate targets
- Management of portfolio companies
- Engineering successful exits
Securities Law Attorneys
Dedicated support for private equity organizations through leveraged buyouts, cap raises, IPOs & more
Strategic Securities Law Solutions
Securities laws that regulate stocks, bonds, convertible notes, and various other financial instruments are designed to prevent fraud, insider trading, and market manipulation.
Federal laws governing publicly traded securities require companies to file reports with the Securities and Exchange Commission (SEC) regarding their financial condition, operating results, and executive compensation.
This information is vital for investors and shareholders making investment decisions and active in the market.
Small and mid-sized companies often seek private securities offerings to avoid the burdensome and costly process of registering their securities.
However, these private offerings require exemptions from registration, which can be complex and necessitate expert legal guidance.
The experienced securities attorneys at Petersen Landis provide this essential guidance to ensure compliance and help business owners make informed decisions for a successful future.
Securities Law Services
Case Studies
Petersen Landis is committed to protecting clients and securing assets in complex transactions, as demonstrated by these recent results.
Timely Dealmaking
A manufacturer that received an acquisition proposal from a private equity fund completed the deal within the 75-day timeframe specified by the Letter of Intent.
Joint Venture Structure
A long-time client established a successful joint venture structure centered on intellectual property that was developed for proprietary household product parts.
Effective Offers
A client who wished to purchase a large medical services company leveraged a superior Letter of Intent that enticed the seller to consummate the transaction.
Note: These examples do not guarantee results in similar cases, as explained in the disclaimer below.
Securities Law FAQ
What transactions require a securities lawyer?
Securities lawyers help business owners comply with SEC regulations laid out in the Securities Act of 1933.
These rules are often complex, and fines and penalties for lack of adherence are damagingly high.
Additionally, securities law includes recovering damages incurred when securities fraud has been committed.